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28 <div><h2 class="title">
29 <a name="lockfree"></a>Chapter&#160;22.&#160;Boost.Lockfree</h2></div>
30 <div><div class="author"><h3 class="author">
31 <span class="firstname">Tim</span> <span class="surname">Blechmann</span>
32 </h3></div></div>
33 <div><p class="copyright">Copyright &#169; 2008-2011 Tim
34       Blechmann</p></div>
35 <div><div class="legalnotice">
36 <a name="lockfree.legal"></a><p>
37         Distributed under the Boost Software License, Version 1.0. (See accompanying
38         file LICENSE_1_0.txt or copy at <a href="http://www.boost.org/LICENSE_1_0.txt" target="_top">http://www.boost.org/LICENSE_1_0.txt</a>)
39       </p>
40 </div></div>
41 </div></div>
42 <div class="toc">
43 <p><b>Table of Contents</b></p>
44 <dl class="toc">
45 <dt><span class="section"><a href="lockfree.html#lockfree.introduction___motivation">Introduction &amp;
46     Motivation</a></span></dt>
47 <dt><span class="section"><a href="lockfree/examples.html">Examples</a></span></dt>
48 <dt><span class="section"><a href="lockfree/rationale.html">Rationale</a></span></dt>
49 <dd><dl>
50 <dt><span class="section"><a href="lockfree/rationale.html#lockfree.rationale.data_structures">Data Structures</a></span></dt>
51 <dt><span class="section"><a href="lockfree/rationale.html#lockfree.rationale.memory_management">Memory Management</a></span></dt>
52 <dt><span class="section"><a href="lockfree/rationale.html#lockfree.rationale.aba_prevention">ABA Prevention</a></span></dt>
53 <dt><span class="section"><a href="lockfree/rationale.html#lockfree.rationale.interprocess_support">Interprocess
54       Support</a></span></dt>
55 </dl></dd>
56 <dt><span class="section"><a href="lockfree/reference.html">Reference</a></span></dt>
57 <dd><dl>
58 <dt><span class="section"><a href="lockfree/reference.html#header.boost.lockfree.policies_hpp">Header &lt;boost/lockfree/policies.hpp&gt;</a></span></dt>
59 <dt><span class="section"><a href="lockfree/reference.html#header.boost.lockfree.queue_hpp">Header &lt;boost/lockfree/queue.hpp&gt;</a></span></dt>
60 <dt><span class="section"><a href="lockfree/reference.html#header.boost.lockfree.spsc_queue_hpp">Header &lt;boost/lockfree/spsc_queue.hpp&gt;</a></span></dt>
61 <dt><span class="section"><a href="lockfree/reference.html#header.boost.lockfree.stack_hpp">Header &lt;boost/lockfree/stack.hpp&gt;</a></span></dt>
62 </dl></dd>
63 <dt><span class="section"><a href="lockfree/appendices.html">Appendices</a></span></dt>
64 <dd><dl>
65 <dt><span class="section"><a href="lockfree/appendices.html#lockfree.appendices.supported_platforms___compilers">Supported
66       Platforms &amp; Compilers</a></span></dt>
67 <dt><span class="section"><a href="lockfree/appendices.html#lockfree.appendices.future_developments">Future Developments</a></span></dt>
68 <dt><span class="section"><a href="lockfree/appendices.html#lockfree.appendices.references">References</a></span></dt>
69 </dl></dd>
70 </dl>
71 </div>
72 <div class="section">
73 <div class="titlepage"><div><div><h2 class="title" style="clear: both">
74 <a name="lockfree.introduction___motivation"></a><a class="link" href="lockfree.html#lockfree.introduction___motivation" title="Introduction &amp; Motivation">Introduction &amp;
75     Motivation</a>
76 </h2></div></div></div>
77 <h3>
78 <a name="lockfree.introduction___motivation.h0"></a>
79       <span class="phrase"><a name="lockfree.introduction___motivation.introduction__amp__terminology"></a></span><a class="link" href="lockfree.html#lockfree.introduction___motivation.introduction__amp__terminology">Introduction
80       &amp; Terminology</a>
81     </h3>
82 <p>
83       The term <span class="bold"><strong>non-blocking</strong></span> denotes concurrent data
84       structures, which do not use traditional synchronization primitives like guards
85       to ensure thread-safety. Maurice Herlihy and Nir Shavit (compare <a href="http://books.google.com/books?id=pFSwuqtJgxYC" target="_top">"The
86       Art of Multiprocessor Programming"</a>) distinguish between 3 types
87       of non-blocking data structures, each having different properties:
88     </p>
89 <div class="itemizedlist"><ul class="itemizedlist" style="list-style-type: disc; ">
90 <li class="listitem">
91           data structures are <span class="bold"><strong>wait-free</strong></span>, if every
92           concurrent operation is guaranteed to be finished in a finite number of
93           steps. It is therefore possible to give worst-case guarantees for the number
94           of operations.
95         </li>
96 <li class="listitem">
97           data structures are <span class="bold"><strong>lock-free</strong></span>, if some
98           concurrent operations are guaranteed to be finished in a finite number
99           of steps. While it is in theory possible that some operations never make
100           any progress, it is very unlikely to happen in practical applications.
101         </li>
102 <li class="listitem">
103           data structures are <span class="bold"><strong>obstruction-free</strong></span>,
104           if a concurrent operation is guaranteed to be finished in a finite number
105           of steps, unless another concurrent operation interferes.
106         </li>
107 </ul></div>
108 <p>
109       Some data structures can only be implemented in a lock-free manner, if they
110       are used under certain restrictions. The relevant aspects for the implementation
111       of <code class="literal">boost.lockfree</code> are the number of producer and consumer
112       threads. <span class="bold"><strong>Single-producer</strong></span> (<span class="bold"><strong>sp</strong></span>)
113       or <span class="bold"><strong>multiple producer</strong></span> (<span class="bold"><strong>mp</strong></span>)
114       means that only a single thread or multiple concurrent threads are allowed
115       to add data to a data structure. <span class="bold"><strong>Single-consumer</strong></span>
116       (<span class="bold"><strong>sc</strong></span>) or <span class="bold"><strong>Multiple-consumer</strong></span>
117       (<span class="bold"><strong>mc</strong></span>) denote the equivalent for the removal
118       of data from the data structure.
119     </p>
120 <h3>
121 <a name="lockfree.introduction___motivation.h1"></a>
122       <span class="phrase"><a name="lockfree.introduction___motivation.properties_of_non_blocking_data_structures"></a></span><a class="link" href="lockfree.html#lockfree.introduction___motivation.properties_of_non_blocking_data_structures">Properties
123       of Non-Blocking Data Structures</a>
124     </h3>
125 <p>
126       Non-blocking data structures do not rely on locks and mutexes to ensure thread-safety.
127       The synchronization is done completely in user-space without any direct interaction
128       with the operating system <a href="#ftn.lockfree.introduction___motivation.f0" class="footnote" name="lockfree.introduction___motivation.f0"><sup class="footnote">[8]</sup></a>. This implies that they are not prone to issues like priority inversion
129       (a low-priority thread needs to wait for a high-priority thread).
130     </p>
131 <p>
132       Instead of relying on guards, non-blocking data structures require <span class="bold"><strong>atomic operations</strong></span> (specific CPU instructions executed
133       without interruption). This means that any thread either sees the state before
134       or after the operation, but no intermediate state can be observed. Not all
135       hardware supports the same set of atomic instructions. If it is not available
136       in hardware, it can be emulated in software using guards. However this has
137       the obvious drawback of losing the lock-free property.
138     </p>
139 <h3>
140 <a name="lockfree.introduction___motivation.h2"></a>
141       <span class="phrase"><a name="lockfree.introduction___motivation.performance_of_non_blocking_data_structures"></a></span><a class="link" href="lockfree.html#lockfree.introduction___motivation.performance_of_non_blocking_data_structures">Performance
142       of Non-Blocking Data Structures</a>
143     </h3>
144 <p>
145       When discussing the performance of non-blocking data structures, one has to
146       distinguish between <span class="bold"><strong>amortized</strong></span> and <span class="bold"><strong>worst-case</strong></span> costs. The definition of 'lock-free' and
147       'wait-free' only mention the upper bound of an operation. Therefore lock-free
148       data structures are not necessarily the best choice for every use case. In
149       order to maximise the throughput of an application one should consider high-performance
150       concurrent data structures <a href="#ftn.lockfree.introduction___motivation.f1" class="footnote" name="lockfree.introduction___motivation.f1"><sup class="footnote">[9]</sup></a>.
151     </p>
152 <p>
153       Lock-free data structures will be a better choice in order to optimize the
154       latency of a system or to avoid priority inversion, which may be necessary
155       in real-time applications. In general we advise to consider if lock-free data
156       structures are necessary or if concurrent data structures are sufficient. In
157       any case we advice to perform benchmarks with different data structures for
158       a specific workload.
159     </p>
160 <h3>
161 <a name="lockfree.introduction___motivation.h3"></a>
162       <span class="phrase"><a name="lockfree.introduction___motivation.sources_of_blocking_behavior"></a></span><a class="link" href="lockfree.html#lockfree.introduction___motivation.sources_of_blocking_behavior">Sources
163       of Blocking Behavior</a>
164     </h3>
165 <p>
166       Apart from locks and mutexes (which we are not using in <code class="literal">boost.lockfree</code>
167       anyway), there are three other aspects, that could violate lock-freedom:
168     </p>
169 <div class="variablelist">
170 <p class="title"><b></b></p>
171 <dl class="variablelist">
172 <dt><span class="term">Atomic Operations</span></dt>
173 <dd><p>
174             Some architectures do not provide the necessary atomic operations in
175             natively in hardware. If this is not the case, they are emulated in software
176             using spinlocks, which by itself is blocking.
177           </p></dd>
178 <dt><span class="term">Memory Allocations</span></dt>
179 <dd><p>
180             Allocating memory from the operating system is not lock-free. This makes
181             it impossible to implement true dynamically-sized non-blocking data structures.
182             The node-based data structures of <code class="literal">boost.lockfree</code> use
183             a memory pool to allocate the internal nodes. If this memory pool is
184             exhausted, memory for new nodes has to be allocated from the operating
185             system. However all data structures of <code class="literal">boost.lockfree</code>
186             can be configured to avoid memory allocations (instead the specific calls
187             will fail). This is especially useful for real-time systems that require
188             lock-free memory allocations.
189           </p></dd>
190 <dt><span class="term">Exception Handling</span></dt>
191 <dd><p>
192             The C++ exception handling does not give any guarantees about its real-time
193             behavior. We therefore do not encourage the use of exceptions and exception
194             handling in lock-free code.
195           </p></dd>
196 </dl>
197 </div>
198 <h3>
199 <a name="lockfree.introduction___motivation.h4"></a>
200       <span class="phrase"><a name="lockfree.introduction___motivation.data_structures"></a></span><a class="link" href="lockfree.html#lockfree.introduction___motivation.data_structures">Data
201       Structures</a>
202     </h3>
203 <p>
204       <code class="literal">boost.lockfree</code> implements three lock-free data structures:
205     </p>
206 <div class="variablelist">
207 <p class="title"><b></b></p>
208 <dl class="variablelist">
209 <dt><span class="term"><code class="computeroutput"><a class="link" href="boost/lockfree/queue.html" title="Class template queue">boost::lockfree::queue</a></code></span></dt>
210 <dd><p>
211             a lock-free multi-produced/multi-consumer queue
212           </p></dd>
213 <dt><span class="term"><code class="computeroutput"><a class="link" href="boost/lockfree/stack.html" title="Class template stack">boost::lockfree::stack</a></code></span></dt>
214 <dd><p>
215             a lock-free multi-produced/multi-consumer stack
216           </p></dd>
217 <dt><span class="term"><code class="computeroutput"><a class="link" href="boost/lockfree/spsc_queue.html" title="Class template spsc_queue">boost::lockfree::spsc_queue</a></code></span></dt>
218 <dd><p>
219             a wait-free single-producer/single-consumer queue (commonly known as
220             ringbuffer)
221           </p></dd>
222 </dl>
223 </div>
224 <h4>
225 <a name="lockfree.introduction___motivation.h5"></a>
226       <span class="phrase"><a name="lockfree.introduction___motivation.data_structure_configuration"></a></span><a class="link" href="lockfree.html#lockfree.introduction___motivation.data_structure_configuration">Data
227       Structure Configuration</a>
228     </h4>
229 <p>
230       The data structures can be configured with <a href="../../libs/parameter/doc/html/index.html" target="_top">Boost.Parameter</a>-style
231       templates:
232     </p>
233 <div class="variablelist">
234 <p class="title"><b></b></p>
235 <dl class="variablelist">
236 <dt><span class="term"><code class="computeroutput"><a class="link" href="boost/lockfree/fixed_sized.html" title="Struct template fixed_sized">boost::lockfree::fixed_sized</a></code></span></dt>
237 <dd><p>
238             Configures the data structure as <span class="bold"><strong>fixed sized</strong></span>.
239             The internal nodes are stored inside an array and they are addressed
240             by array indexing. This limits the possible size of the queue to the
241             number of elements that can be addressed by the index type (usually 2**16-2),
242             but on platforms that lack double-width compare-and-exchange instructions,
243             this is the best way to achieve lock-freedom.
244           </p></dd>
245 <dt><span class="term"><code class="computeroutput"><a class="link" href="boost/lockfree/capacity.html" title="Struct template capacity">boost::lockfree::capacity</a></code></span></dt>
246 <dd><p>
247             Sets the <span class="bold"><strong>capacity</strong></span> of a data structure
248             at compile-time. This implies that a data structure is fixed-sized.
249           </p></dd>
250 <dt><span class="term"><code class="computeroutput"><a class="link" href="boost/lockfree/allocator.html" title="Struct template allocator">boost::lockfree::allocator</a></code></span></dt>
251 <dd><p>
252             Defines the allocator. <code class="literal">boost.lockfree</code> supports stateful
253             allocator and is compatible with <a href="../../libs/interprocess/index.html" target="_top">Boost.Interprocess</a>
254             allocators.
255           </p></dd>
256 </dl>
257 </div>
258 </div>
259 <div class="footnotes">
260 <br><hr style="width:100; text-align:left;margin-left: 0">
261 <div id="ftn.lockfree.introduction___motivation.f0" class="footnote"><p><a href="#lockfree.introduction___motivation.f0" class="para"><sup class="para">[8] </sup></a>
262         Spinlocks do not directly interact with the operating system either. However
263         it is possible that the owning thread is preempted by the operating system,
264         which violates the lock-free property.
265       </p></div>
266 <div id="ftn.lockfree.introduction___motivation.f1" class="footnote"><p><a href="#lockfree.introduction___motivation.f1" class="para"><sup class="para">[9] </sup></a>
267         <a href="http://threadingbuildingblocks.org/" target="_top">Intel's Thread Building
268         Blocks library</a> provides many efficient concurrent data structures,
269         which are not necessarily lock-free.
270       </p></div>
271 </div>
272 </div>
273 <table xmlns:rev="http://www.cs.rpi.edu/~gregod/boost/tools/doc/revision" width="100%"><tr>
274 <td align="left"><p><small>Last revised: December 10, 2019 at 00:26:27 GMT</small></p></td>
275 <td align="right"><div class="copyright-footer"></div></td>
276 </tr></table>
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